Steadworth Compliance
Training Policy

1. Introduction

Steadworth, LLC ("Steadworth", "we", "us", or "our") is committed to conducting its business in compliance with all applicable laws and regulations. This Compliance Training Policy ("Policy") establishes a framework for providing compliance training to our employees.

2. Purpose

The purpose of this Policy is to:

• Ensure that all employees are aware of their compliance obligations.

• Provide employees with the knowledge and skills they need to comply with applicable laws and regulations.

• Promote a culture of compliance within Steadworth.
  
  

3. Scope

This Policy applies to all Steadworth employees, including officers, directors, and contractors.

4. Training Requirements

All employees will be required to complete compliance training on a regular basis. The specific training requirements for each employee will be determined by the Compliance Officer based on the employee's job function and the compliance risks associated with their role.

Compliance training may include:

• Anti-money laundering training

• Data privacy and security training

• Fair lending training

• Consumer protection training
  
  

5. Training Delivery

Compliance training may be delivered through a variety of methods, including:

• Online training modules

• In-person training sessions

• Webinars

• On-the-job training
  
  

6. Training Records

The Compliance Officer will maintain records of all compliance training completed by employees.

7. Review and Approval

This Policy will be reviewed and approved by the Board of Directors on an annual basis.

8. Effective Date

This Policy is effective as of the date first written above.